^TCDCompliance SCORE

The Compliance Department is proud to partner with Keane BRMS using the SCORE technology to power an automated streamlined solution for supervisory control audits of broker-dealers.

• ^TCDCompliance SCORE is designed with the Supervisory Control Procedures Certification process in mind.
• ^TCDCompliance SCORE is ready for you now. Not three years from now. Start 3012 testing now.
• ^TCDCompliance SCORE is updated for regulatory changes.
• ^TCDCompliance SCORE is a fully scalable web-based application easily accessible at remote locations.
• ^TCDCompliance SCORE system resides on our servers, not yours.
• ^TCDCompliance SCORE is maintained by our staff, not yours.
• ^TCDCompliance SCORE covers the spectrum of a firms supervisory structure and allows buy-in at all levels.
• ^TCDCompliance SCORE allows the broker-dealer to contain and alleviate compliance issues.
• ^TCDCompliance SCORE allows the broker-dealer to manage risk with clear action items and accountability.
• ^TCDCompliance SCORE allows the broker-dealer to identify opportunities to grow the bottom line.
• ^TCDCompliance SCORE allows the broker-dealer to create an environment where ROI is measurable.