AdminSolutions™ from The Compliance Department Inc. was created in response to the needs of small and medium size
independent broker-dealer’s having a need for a web-based back office commission and direct business order processing capability.
With AdminSolutions™ , your broker-dealer can provide representatives with 24/7 global access to your back office system including
client database, product database, representative database, and up-to-date commissions. |
AdminSolutions™ provides your broker-dealer with a complete compliment of compliance functions including USAPATRIOT Act requirements, SEC Rule 17(a)3 notification letters, blue sky registration, continuing education tracking, branch office audit tracking, Reg S-P notifications as well as daily management and compliance reports. AdminSolutions™ performs commission processing, generation of compensation statements, and easy transmission of EFT commission payments. All functions performed in a service bureau environment utilizing the WinOPS platform from Techmate, Inc. All you and your reps need is internet access.
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