AdminSolutions™ from The Compliance Department Inc. is the small to medium size broker-dealers answer to an economical solution to back office operations.

Don't be lost in the woods.

AdminSolutions™ from The Compliance Department Inc.  was created in response to the needs of small and medium size
independent broker-dealer’s having a need for a web-based back office commission and direct business order processing capability. 
With AdminSolutions™ , your broker-dealer can provide representatives with 24/7 global access to your back office system including
client database, product database, representative database, and up-to-date commissions. 

AdminSolutions™  provides your broker-dealer with  a complete compliment of compliance functions including USAPATRIOT Act requirements, SEC Rule 17(a)3 notification letters, blue sky registration, continuing education tracking, branch office audit tracking, Reg S-P notifications as well as daily management and compliance reports.  AdminSolutions™  performs commission processing, generation of compensation statements, and easy transmission of EFT commission payments.  All functions performed in a service bureau environment utilizing the WinOPS platform from Techmate, Inc.  All you and your reps need is internet access.