| FINOP Services | ||
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Remember The Big Picture |
Sometimes you just need someone to show you the way. |
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| FINOP Services | ||
| Many of our consultants are experienced Financial and Operations Principals that maintain current licensing as FINOP’s for broker-dealers. Through our service, we assist client firms with establishing suitable financial books and records systems, performing periodic net capital calculations, and preparing and filing FOCUS reports. | ||
We are able to provide contract FINOP personnel for Form BD purposes. |
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